What's New

8.7.08 News Release FINRA Creates Process for Arbitrations Involving Auction Rate Securities

8.6.08 Regulatory Notice Technology Changes for Reporting Certain Complaint and Disclosure Information

8.4.08 New Podcast: July 2008 Monthly Recap Revisit the latest FINRA Notices, compliance resources and news from July 2008.

7.30.08 Business Continuity Planning Phone-In Workshop September 18, 2008 Registration is now open.

7.28.08 Trade Reporting Notice FINRA Extends Effective Date of Modifications to the TRACE System to November 3, 2008

7.28.08 Regulatory Notice FINRA Requests Comments on Proposed New Rules Governing Communications About Variable Insurance Products

Archive of Recent Announcements

Investor Resources

We Are FINRA We are the Financial Industry Regulatory Authority. Every day FINRA protects investors by working to keep the capital markets fair. More

Market Data Find Market Information About Corporate, Municipal, Treasury and Agency Bonds

FINRA Investor Information helps you make more informed investment decisions.

FINRA BrokerCheck Learn about the background, status and disciplinary history of firms and brokers.

Investor Alerts Get vital information about common scams, complicated products, and other investing problems.

Investor Tools    Mutual Fund Expense Analyzer    Retirement Calculator

Investor Complaint Center If you believe you have been the subject of unfair or improper business conduct by a brokerage firm or broker, you may file an investor complaint with FINRA.

Investor Claims Funds Information about claims funds and restitution that investors may be eligible to receive.